Licensing & Regulatory


The Australian ADI and FinTech sectors have proved resilient in the face of adversity. Although CoVID-19 has caused upheaval, the fundamentals for both sectors remain sound.


Gen Advisory assists ADIs and FinTechs with licensing and regulatory  compliance requirements. Our holistic approach ensures that we help ADIs and FinTechs not just to reduce risk, but also achieve value creation. 

How We Can Help

As regulation and compliance specialists, Gen Advisory provides Australian ADIs and FinTechs with end-to-end support in the following areas:

  • Australian Credit License (ACL) applications

  • Australian Financial Services License (AFSL) applications

  • Ongoing ACL and AFSL compliance requirements

  • Regulatory sandbox relief applications

  • Foreign Financial Service Providers (FFSPs)

  • Providers of Purchased Payment Facilities (PPF) authorisations

  • Restricted and Unrestricted ADI license applications

  • APRA Prudential Standards for ADIs

  • AUSTRAC reporting obligations

  • AML/CTF Risk Assessments.

  • "Accredited Data Recipient (ADR)" accreditation

Gen Advisory is an ASIC Registered Agent. Our ASIC Registered Agent number: 45485.

At a Glance

FinTech Ecosystem in Australia

Australian ADI Sector

As at 30 June 2020


FinTech Hub

Stone & Chalk

Level 4, 11 York Street

Sydney, NSW 2000


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Contact Us

+61-2-8088 0744

Head Office

Level 10, 420 George Street

Sydney, NSW 2000


©2020 Gen Advisory Pty Ltd | | The Gen Advisory™ name and logo are registered trademarks of Gen Advisory Pty Ltd,

an Australian limited liability proprietary company. | ACN: 626 943 968 | ASIC Registered Agent number: 45485 | All rights reserved.

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