Gen Advisory helps ADIs and FinTechs meet their business objectives and regulatory requirements.

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Licence Applications

Helping ADIs and FinTechs apply for

financial services licenses

Industrial Research

Industry Analyses

Helping ADIs and FinTechs conduct bespoke research

on the Australian financial services sector

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Regulatory Compliance

Helping ADIs and FinTechs fulfil their

regulatory compliance obligations

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RegTech Adoption

Helping ADIs and FinTechs with RegTech adoption


Consumer Data Right

Helping ADIs and FinTechs with CDR implemention


  • Australian Financial Services Licences (AFSL)

  • Australian Credit  Licences (ACL)

  • Enhanced Regulatory Sandbox applications


  • ADI Licenses - Restricted and Unrestricted

  • Providers of Purchased Payment Facilities (PPF) Licenses 

  • Industry research

  • Feasibility studies

  • Competitor analyses

  • Market positioning

  • Overseas expansion (selected jurisdictions)

  • Independent reviews of strategies and business plans


  • ASIC suite of Regulatory Guides for AFS and AC Licensees

  • Ongoing AFSL and ACL compliance


  • APRA suite of Prudential Standards for ADIs

  • Ongoing risk management


  • AML-CTF programs and risk assessments

  • Independent AML-CTF reviews

  • RegTech use cases

  • SaaS providers

  • Vendor selection 

  • RegTech pilot implementation

  • Project management 

  • CDR use cases

  • Accredited Data Recipient (ADR) registration

  • Internal Dispute Resolution (IDR) procedures

  • Fit and proper attestations

  • Compensation and insurance arrangements

  • ACCC liaison